State of California California Department of Consumer Affairs

Commodity Futures Trading Commission (CFTC)

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'''<font color="#4AA02C">Commodity Futures Trading Commission</font color="#4AA02C">'''<br>
'''<font color="#4AA02C">Commodity Futures Trading Commission</font color="#4AA02C">'''<br>
 +
 +
'''MAIN OFFICE'''<br>
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3 Lafayette Centre<br>
3 Lafayette Centre<br>
1155 21st Street, NW<br>
1155 21st Street, NW<br>
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(866) FON-CFTC (366-2382)<br>  
(866) FON-CFTC (366-2382)<br>  
(202) 418-5000 Main number<br>
(202) 418-5000 Main number<br>
-
(202) 418-5523 Fax<br>
+
(202) 418-5521 Fax<br>
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(202) 418-5514 TTY<br>
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questions@cftc.gov Email<br>
[http://www.cftc.gov/ '''www.cftc.gov''']<br>
[http://www.cftc.gov/ '''www.cftc.gov''']<br>
 +
Report suspicious activities or information to the CFTC at: (866) 366-2382<br>
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'''REGIONAL OFFICES'''<br>
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'''Central Region'''<br>
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525 West Monroe Street, Suite 1100<br>
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Chicago, IL 60661<br>
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(312) 596-0700<br>
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(312) 596-0716 Fax<br>
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(312) 596-0565 TTY<br>
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'''Southwestern Region'''<br>
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4900 Main Street, Suite 500<br>
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Kansas City, MO 64112<br>
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(816) 960-7700<br>
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(816) 960-7750 Fax<br>
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(816) 960-7704 TTY<br>
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'''Eastern Region'''
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140 Broadway<br>
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New York, NY 10005<br>
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(646) 746-9700<br>
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(646) 746-9938 Fax<br>
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(646) 746-9820 TTY<br>
'''Complaint jurisdiction:'''<br>  
'''Complaint jurisdiction:'''<br>  
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Chicago, Illinois 60606-6615<br>   
Chicago, Illinois 60606-6615<br>   
(312) 781-1300<br>   
(312) 781-1300<br>   
-
(800) 621-3570<br>   
+
(800) 621-3570<br>
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(312) 781-1410 Information Center<br>   
(800) 572-9400 (in Illinois)<br>   
(800) 572-9400 (in Illinois)<br>   
-
(312) 781-1467 Fax<br>  
+
(312) 781-1467 Fax<br>
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'''New York Office'''<br>
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120 Broadway, Suite 1125<br>
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New York, NY 10271<br>
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(212) 608-8660<br>
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(212) 964-3913 Fax<br>  
[http://www.nfa.futures.org/ '''www.nfa.futures.org''']<br>  
[http://www.nfa.futures.org/ '''www.nfa.futures.org''']<br>  

Latest revision as of 16:44, 8 February 2012

906-Association/Organizations

COMMODITY FUTURES TRADING COMMISSION (CFTC)

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The Commodity Futures Trading Commission, an independent regulatory agency under the direction of the Senate Agricultural Committee, regulates trading on the 11 U.S. futures exchanges which offer active futures and options contracts. It reviews the terms of proposed futures contracts, and registers companies and individuals that handle customer funds or give trading advice. The commission regulates the activities of commodity exchange members, public brokerage houses (futures commission merchants), commission-registered futures sales people and associated persons, and commodity trading advisers and commodity pool operators. The commission ensures that the futures trading process is fair and that it protect both the rights of customers and the financial integrity of the marketplace.


Commodity Futures Trading Commission

MAIN OFFICE

3 Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
(866) FON-CFTC (366-2382)
(202) 418-5000 Main number
(202) 418-5521 Fax
(202) 418-5514 TTY
questions@cftc.gov Email
www.cftc.gov

Report suspicious activities or information to the CFTC at: (866) 366-2382

REGIONAL OFFICES

Central Region
525 West Monroe Street, Suite 1100
Chicago, IL 60661
(312) 596-0700
(312) 596-0716 Fax
(312) 596-0565 TTY

Southwestern Region
4900 Main Street, Suite 500
Kansas City, MO 64112
(816) 960-7700
(816) 960-7750 Fax
(816) 960-7704 TTY

Eastern Region 140 Broadway
New York, NY 10005
(646) 746-9700
(646) 746-9938 Fax
(646) 746-9820 TTY

Complaint jurisdiction:

Suspected fraud or misrepresentation, unauthorized trading, excessive trading of a customer's account, misappro- priation of funds, misconduct by a broker in executing a trade, or other violations of the Commodity Exchange Act.



The National Futures Association enforces standards of professional conduct and financial responsibility by investigating complaints against individuals and companies subject to CFTC regulation. Licenses all entities performing commodity futures trading.


National Futures Association
300S. Riverside Plaza,#1800
Chicago, Illinois 60606-6615
(312) 781-1300
(800) 621-3570
(312) 781-1410 Information Center
(800) 572-9400 (in Illinois)
(312) 781-1467 Fax

New York Office
120 Broadway, Suite 1125
New York, NY 10271
(212) 608-8660
(212) 964-3913 Fax
www.nfa.futures.org


See Also:
Brokers (Financial)



Consumer Resource & Referral Guide Consumer Resource & Referral Guide
Directory of State Agencies Directory of State Agencies
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